Stock Market and Taxes in India

Note: The below mentioned rates have been based on the assumption that you chose to show your proceeds as capital gains and not as business income and Securities Transaction Tax (STT) has been paid.

We all dread taxes, and a part of the reason is many people don’t really understand them. So let us try and simplify a part of taxation for you!

Taxation on Individual Stocks and Equity based Mutual Funds:

Long Term = >1 year,
Short Term = 12 months or shorter
Equity based mutual funds = Mutual Funds where 65% or more investible funds are invested in equity of domestic companies. This includes balanced funds where 65% or more investible funds are invested in equity of domestic companies

Taxation on Non-Equity Oriented Mutual Funds:

Non-Equity Oriented mutual funds include all funds or funds of funds not recognised as Equity-Oriented Funds
Long Term = >3 year,
Short Term = 36 months or shorter.

Investor Type

Equity and Equity Oriented MFs

Non Equity Oriented MFs

Tax on Dividend received

TDS on Dividend Distributed

Long-Term

Short-Term

Long-Term

Short-Term

Resident Individual /
HUF / AOP / BOI

10% over ₹1,00,000

(Long Term Capital Gains up to ₹1,00,000 are exempted from tax)

15%

20% with Indexation

At the applicable Tax slab rate

At the applicable Tax slab rate

10%

(if amount of dividend is >₹5,000)

NRI

10% over ₹1,00,000

(Long Term Capital Gains up to ₹1,00,000 are exempted from tax)
TDS deducted @10%)

15%

(TDS deducted @15)

20% with Indexation

(TDS deducted @20%)

*

At the applicable Tax slab rate

(TDS deducted @30% )

20%

*Long Term Capital Gains up to ₹1 Lac is exempted from tax
* 10% without Indexation for unlisted securities, with TDS @10%

Taxation on dividend received

Tax at 10% shall be deducted at source for those resident shareholders with valid PAN, if the total dividend to be received by them during financial year exceeds Rs. 5,000.

The Finance Act, 2021, has inter alia inserted the provisions of section 206AB of the Act with effect from July 1, 2021. The provisions of section 206AB of the Act require the deductor to deduct tax at higher of the following rates from amount paid/ credited to ‘specified person’:

i. At twice the rate specified in the relevant provision of the Act; or

ii. At twice the rates or rates in force; or

iii. At the rate of 5%

The ‘specified person’ means a person who has:

i. not filed return of income for both of the two assessment years relevant to the two previous years immediately prior to the previous year in which tax is required to be deducted, for which the time limit of filing return of income has expired; and

ii. subjected to tax deduction/collection at source in aggregate amounting to Rs. 50,000 or more in each of such two immediately preceding previous years.

Note: Tax and TDS is subject to surcharge and health and education cess @ 4%.
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